Home » Posts tagged 'fca' (Page 2)

Tag Archives: fca

#URU URU Metals Limited – Final Results

URU Metals is pleased to announce its final results for the year ended 31 March 2025. The full Report & Accounts are available on the Company’s website and are expected to be posted to shareholders today.

To view the full Report & Accounts with the illustrative figures and tables please use the following link: http://www.rns-pdf.londonstockexchange.com/rns/3824B_1-2025-9-30.pdf

Market Abuse Regulation (MAR) Disclosure

This announcement contains inside information for the purposes of Article 7 of the Market Abuse Regulation (EU) 596/2014 as it forms part of UK domestic law by virtue of the European Union (Withdrawal) Act 2018 (“MAR”), and is disclosed in accordance with the Company’s obligations under Article 17 of MAR. 

 

For further information, please contact:

 

URU Metals Limited

John Zorbas

(Chief Executive Officer)

 

+1 416 504 3978

 

SP Angel Corporate Finance LLP

(Nominated Adviser and Broker)

Ewan Leggat / Jen Clarke

+ 44 (0) 203 470 0470

 

#FCM First Class Metals LTD – Half Yearly Report & Total Voting Rights

First Class Metals PLC (“First Class Metals”, “FCM”, or the “Company”), UK listed company focused on the discovery of economic metal deposits across its exploration properties in Ontario, Canada, is pleased to present its interim results for the six months ended 30 June 2025.

In accordance with the FCA’s Disclosure Guidance and Transparency Rules, as at 30 September 2025, the Company’s issued share capital consists of 233,932,820 Ordinary Shares of £0.001, each with one voting right. The Company does not hold any Ordinary Shares in treasury. Therefore, the total number of voting rights in the Company is 233,932,820.

The above figure of 233,932,820 should be used by shareholders in the Company as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the share capital of the Company under the Financial Conduct Authority’s Disclosure Guidance and Transparency Rules.

For further information, please contact:

James Knowles, Executive Chair
Email:
JamesK@Firstclassmetalsplc.com
Tel: 07488 362641

Marc J Sale, CEO and Executive Director
Email:
MarcS@Firstclassmetalsplc.com
Tel: 07711 093532

Novum Securities Limited (Financial Adviser)
David Coffman / Dan Harris

Website:
www.novumsecurities.com
Tel: (0)20 7399 9400

Axis Capital Markets (Broker)
Lewis Jones

Website:
Axcap247.com
Tel: (0)203 026 0449

 

#HREE Harena Resources PLC – Update in relation to Fundraising

Harena Resources Plc (LSE: HREE), the rare earths company focused on the Ampasindava ionic clay rare earth project in Madagascar (the “Ampasindava Project“), is pleased to announce that the Company has raised further gross proceeds of approximately £0.18 million at the Issue Price through a oversubscribed Subscription of 12,100,000 new Ordinary Shares (the “Subscription Shares“) with certain institutional and professional investors, conditional on Admission (as defined below).

 

The Subscription has been undertaken at the Issue Price of 1.5 pence per new Ordinary Share and on the same terms as the Placing announced by the Company on 4 August 2025 (the “Fundraising Announcement“). In total the Placing and the Subscription has raised gross proceeds of approximately £1.23 million.

 

It is intended that the net proceeds of the Subscription will be deployed by the Company for the same purposes as that of the Placing as detailed in the Company’s announcement on 31 July 2025.

 

Admission

 

Applications have been made: (i) to the UK’s Financial Conduct Authority (the “FCA”) for the admission of the 12,100,000  Subscription Shares to trading on the equity shares (transition) category of the Official List of the FCA; and (ii) to trading on the London Stock Exchange for the admission of the 12,100,000 Subscription Shares to trading on its main market for listed securities (together, “Admission”). Admission is expected to take place on 8.00 a.m. on or around 18 August 2025.

 

Total voting rights

 

Immediately following Admission, the Company will have 495,984,352 ordinary shares of 0.5 pence each in issue, each with one voting right. There are no shares held in treasury. Therefore, the Company’s total number of ordinary shares in issue and voting rights will be 495,984,352 and this figure may be used by shareholders from Admission as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company under the FCA’s Disclosure Guidance and Transparency Rules.

 

Warrants

 

In line with the Company’s announcement on 31 July 2025, the Company has conditionally agreed to issue a further 5,000,000 Fee Warrants to Ivan Murphy and Paul Richards for their services in respect of the Subscription. The Fee Warrants are exercisable at 3 pence for a period of five years from the date of Admission. The Fee Warrants are not subject to any vesting conditions. The Fee Warrants will not be admitted to trading on the London Stock Exchange or any other stock exchange. Consequently, a total of 40,000,000 Fee Warrants and 40,000,000 Performance Warrants have been issued to date.

 

The FCA notification in respect of these director dealings, made in accordance with the requirements of UK MAR, is appended further below.

 

Unless otherwise defined, definitions contained in this Announcement have the same meaning as set out in the Fundraising Announcement.

 

For further information please contact:

 

Harena Resources Plc

Ivan Murphy, Non-Executive Chairman

Allan Mulligan, Executive Technical Director

 

 

+44 (0)20 7770 6424

 

 

Allenby Capital Limited – Financial Adviser & Joint Broker

Jeremy Porter / Vivek Bhardwaj (Corporate Finance)

Amrit Nahal / Kelly Gardiner (Sales & Corporate Broking)

 

 

 

+44 (0)20 3328 5656

info@allenbycapital.com

Tavira Financial Limited – Joint Broker

Jonathan Evans / Oliver Stansfield

 

 

+44 (0)20 7330 1833

Celicourt Communications – Public Relations

Mark Antelme / Charles Denley-Myerson

44 (0)20 7770 6424   celicourt@celicourt.uk

 

#MDH Mendell Helium PLC – Holding(s) in Company

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii:

Mendell Helium plc

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an “X” if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

x

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify) iii:

3. Details of person subject to the notification obligation iv

Name

Hot Rocks Investments plc

City and country of registered office (if applicable)

London, England

4. Full name of shareholder(s) (if different from 3.) v

Name

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or reached vi:

3/7/2025

6. Date on which issuer notified (DD/MM/YYYY):

9/7/2025

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer (8.A + 8.B) vii

Resulting situation on the date on which threshold was crossed or reached

6.5%

7,500,000

Position of previous notification (if

applicable)

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(DTR5.1)

Indirect

 (DTR5.2.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

ORD

7,500,000

6.5%

SUBTOTAL 8. A

7,500,000

6.5%

 

 

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

 

 

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

Settlement xii

Number of voting rights

% of voting rights

 

SUBTOTAL 8.B.2

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

x

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)
xiv

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

 

10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional information xvi

Place of completion

London, England

Date of completion

9 July 2025

#GRX GreenX Metals Limited – Admission of Placement Shares

ADMISSION OF PLACEMENT SHARES

GreenX Metals Limited (ASX:GRX, LSE:GRX) (GreenX or Company) advises that further to its announcement on 19 May 2025, the Company has made an application for the admission of 7,199,421 fully paid shares (of no par value) to the Equity Shares (transition) category of the Official List of the FCA (Official List) and to trading on the main market of the London Stock Exchange for listed securities (LSE Admission). LSE Admission is expected to take place on or about 9 June 2025.

 

For the purposes of the Financial Conduct Authority’s Disclosure Guidance and Transparency Rules (DTRs), following LSE Admission, the Company’s issued ordinary share capital will be the Company’s issued ordinary share capital will be 287,083,089 ordinary fully paid shares. The figure of 287,083,089 may be used by shareholders as the denominator for the calculations by which they can determine if they are required to notify their interest in, or a change to their interest in, the Company following LSE Admission.

 

Following LSE Admission, GreenX will have the following securities on issue:

·      287,083,089 ordinary fully paid shares;

·      4,775,000 unlisted options exercisable at A$0.45 each on or before 30 November 2025;

·      5,525,000 unlisted options exercisable at A$0.55 each on or before 30 November 2026;

·      5,000,000 Class A performance rights that have an expiry date 8 October 2026; and

·      6,000,000 Class B performance rights that have an expiry date 8 October 2026.

 

 

ENQUIRIES

Dylan Browne
Company Secretary

+61 8 9322 6322

 

 

#BRES Blencowe Resources PLC – Results of Retail Offer

The Board of Blencowe Resources plc (the “Company”) announces that the Retail Offer launched on 6 November 2024 has now closed and has raised £117,875.60 through the issuance of 2,946,890 Retail Offer Shares at a price of 4 pence each.

Application will be made for the admission of 2,946,890 Retail Offer Shares to trading on the official list and the main market of the London Stock Exchange at 8.00 am on 12 November 2024. These new Ordinary Shares will rank pari passu with the Existing Ordinary Shares.

 In accordance with the FCA’s Disclosure Guidance and Transparency Rules, the Company confirms that following Admission of the Retail Offer Shares, the Company’s enlarged issued ordinary share capital will comprise 254,365,360 Ordinary Shares. The Company does not hold any Ordinary Shares in Treasury. Therefore, following Admission, the above figure may be used by shareholders in the Company as the denominator for the calculations to determine if they are required to notify their interest in, or a change to their interest in the Company, under the FCA’s Disclosure Guidance and Transparency Rules.

Unless otherwise defined, all capitalised terms used but not defined in this announcement shall have the meaning given to them in the announcement of the Fundraising made by the Company on 6 November 2024.

 

  Blencowe Resources Plc

Sam Quinn

 

www.blencoweresourcesplc.com

Tel: +44 (0)1624 681 250

info@blencoweresourcesplc.com

 

Investor Relations

Sasha Sethi

Tel: +44 (0) 7891 677 441

sasha@flowcomms.com

 

Tavira Financial 

Jonathan Evans

Tel: +44 (0)20 3192 1733

jonathan.evans@tavira.group

 

 

 

#SVML Sovereign Metals LTD – Rio Tinto Shareholding and Issue of Shares

ISSUE OF SHARES

Sovereign Metals Limited (ASX: SVM, AIM: SVML, OTCQX: SVMLF) (Sovereign or the Company) advises that it has issued 2,326,880 fully paid ordinary shares (Shares) in the capital of the Company, comprising of 1,290,392 Shares issued to Rio Tinto Mining and Exploration Limited (Rio Tinto) and 1,036,488 Shares issued to SCP Resource Finance,  as an advisory fee of 3% on the amount of Rio Tinto’s option investment in July 2024 (refer to Company announcement on 3 July 2024).

An application will be made for the Shares to be admitted to trading on AIM (Admission) and it is expected that Admission will become effective on or around 19 September 2024.

RIO TINTO INCREASES ITS SHAREHOLDING TO 19.9%

Following the exercise of its unlisted options on 3 July 2024, Rio Tinto has made an additional investment of A$690,360 in Sovereign through the issue of 1,290,392 Shares (Additional Shares) pursuant to Rio Tinto’s first right of refusal on equity issues. This is in accordance with the Investment Agreement between Rio Tinto and the Company dated 16 July 2023. Following the issue of Additional Shares today, Rio Tinto has increased its shareholding in Sovereign to 19.9%.

Total Voting Rights

For the purposes of the Financial Conduct Authority’s Disclosure Guidance and Transparency Rules (DTRs), following Admission of the Shares, Sovereign will have 599,879,879 Ordinary Shares in issue with voting rights attached. The figure of 599,879,879 may be used by shareholders in the Company as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in the Company, under the ASX Listing Rules or the DTRs.

Following the issue of Shares, Sovereign has the following securities on issue:

·      599,879,879 fully paid ordinary shares;

·      9,460,000 unlisted performance rights subject to the “Definitive Feasibility Study Milestone” expiring on or before 31 October 2025;

·      3,600,000 unlisted performance rights subject to the “Grant of a Mining Licence Milestone” expiring on or before 31 March 2026; and

·      4,800,000 unlisted performance rights subject to the “Final Investment Decision Milestone” expiring on or before 30 June 2026.

Classification: 2.5 Total number of voting rights and capital

ENQUIRIES

Dylan Browne
Company Secretary

+61(8) 9322 6322

 

Nominated Adviser on AIM and Joint Broker

 

SP Angel Corporate Finance LLP

+44 20 3470 0470

Ewan Leggat

Charlie Bouverat

 

 

Joint Brokers

 

Stifel

+44 20 7710 7600

Varun Talwar

 

Ashton Clanfield

 

 

 

Berenberg

+44 20 3207 7800

Matthew Armitt

 

Jennifer Lee

 

 

 

Buchanan

+ 44 20 7466 5000

 

#FCM First Class Metals PLC – Admission of Shares

First Class Metals PLC (“First Class Metals” “FCM” or the “Company”), the UK listed metals exploration company seeking economic metal discoveries across its extensive Canadian Schreiber-Hemlo, Sunbeam and Zigzag land holdings, announces that in respect of the 16,373,674 new ordinary shares (“Shares”) issued since the Company’s IPO on 29 July 2022, no applications were made for the Shares to be admitted to trading.  This is a result of the Company and its Directors being given incorrect information by its former financial adviser.

In order to correct this position, the Company will now commence applications for the Shares to be admitted to trading on the Official List of the Financial Conduct Authority (“FCA”) and to trading on the Main Market of the London Stock Exchange. To ensure compliance with the Prospectus Regulation Rules, the Shares will be admitted in four tranches as follows:

i)             13,134,411 Shares will be admitted to trading on or around 23 January 2024;

ii)            2,626,882 Shares will be admitted to trading on or around 26 January 2024;

iii)           525,376 Shares will be admitted to trading on or around 31 January 2024; and

iv)           87,005 Shares will be admitted to trading on or around 5 February 2024.

For the avoidance of doubt, the Company’s issued share capital remains 82,045,729 ordinary shares of 0.1p each, with one vote per share (and no such shares are held in treasury). The total number of voting rights is therefore 82,045,729 and this figure may be used by shareholders as the denominator for the calculations to determine if they have a notifiable interest in the share capital of the Company under the FCA’s Disclosure Guidance and Transparency Rules, or if such interest has changed.

For further information, please contact: 

James Knowles, Executive Chairman

JamesK@Firstclassmetalsplc.com

07488 362641

Marc J Sale, CEO

MarcS@Firstclassmetalsplc.com

07711 093532

Novum Securities Limited

(Financial Adviser) 

David Coffman/Dan Harris/George Duxberry

Novum Securities Limited

www.novumsecurities.com

 

(0)20 7399 9400

First Class Metals PLC – Background

First Class Metals is focussed on exploration in Ontario, Canada which has a robust and thriving junior mineral exploration sector. Specifically, the Hemlo ‘camp’ is a proven world class address for gold /VMS exploration. This geological terrane has significant production, both base / precious metals and a prolific number of exploration projects and numerous prospector’s ‘showings’.

FCM currently holds 100% ownership of seven claim blocks covering over 180km² along a 150km strike of the Hemlo-Schreiber-Dayohessarah greenstone belt which also contains the >23M oz shear hosted Hemlo gold mine operated by Barrick Gold. Late last year FCM completed the option to purchase the historical high grade (gold) Sunbeam past producing mine.

The significant potential of the properties for precious, base and battery metals relate to: ‘nearology’ insomuch that all properties lie close to identified mineral anomalism, for example Palladium One’s RJ and Smoke Lake nickel projects are close to the FCM’s West Pickle Lake drill proven Ni-Cu project. This also demonstrates the second critical asset the properties hold: vector, anomalies, be they geological, geochemical, or geophysical that have demonstrated mineral potential extend on to FCM’s properties.

The inferred shear on the Esa property is being explored by neighbours both to the west and east where it crosses into their properties. Furthermore, the properties have not been extensively explored either historically or more contemporaneously. This is attributable to the overall lack of outcrop. However, modern exploration techniques are better able to ‘see through’ the ground cover and to identify anomalies.

#GRX GreenX Metals LTD – Issue of Shares

GreenX Metals Limited (GreenX or Company) advises that it has issued 310,288 ordinary fully paid shares (Shares) on the exercise of 600,000 unlisted options pursuant to a cashless exercise facility.

 

An application will be made for admission of the Shares to the standard listing segment of the Official List of the FCA (Official List) and to trading on the main market of the London Stock Exchange for listed securities (LSE Admission). LSE Admission is expected to take place on or before 10 November 2023.

 

For the purposes of the Financial Conduct Authority’s Disclosure Guidance and Transparency Rules (DTRs), following LSE Admission, the Company’s issued ordinary share capital will be 273,189,227 ordinary shares. The above figure of 273,189,227 may be used by shareholders as the denominator for the calculations by which they can determine if they are required to notify their interest in, or a change to their interest in, the Company following LSE Admission.

 

Following the issue of Shares and options, GreenX has the following securities on issue:

·      273,189,227 ordinary fully paid shares;

·      4,775,000 unlisted options exercisable at A$0.45 each on or before 30 November 2025;

·      5,525,000 unlisted options exercisable at A$0.55 each on or before 30 November 2026;

·      11,000,000 performance rights that have an expiry date 8 October 2026;

·      A convertible loan note with a principal amount of A$2,627,430, convertible into 5,711,805 ordinary shares at a conversion price of A$0.46 per share with no expiry date.

Classification: 2.5 Total number of voting rights and capital

 

Enquiries:

 

GreenX Metals Limited

Tel: +61 8 9322 6322

Dylan Browne, Company Secretary

Email: info@greenxmetals.com

 

 

#SVML Sovereign Metals LTD – Issue of Shares

Further to Sovereign Metals Limited (Sovereign or the Company) (ASX:SVM, AIM:SVML) announcement on 23 August 2023, the Company advises that it has issued 2,932,786 fully paid ordinary shares (Shares) by way of the issue of 439,918 Shares to Rio Tinto and 2,492,868 Shares to SCP Resource Finance, formerly Sprott Capital Partners, as an advisory fee of 3% on the amount of Rio Tinto’s initial investment (refer to announcement date 17 July 2023).

An application will be made for the Shares to be admitted to trading on AIM (Admission) and it is expected that Admission will become effective on or around 29 August 2023.

 

Total Voting Rights

For the purposes of the Financial Conduct Authority’s Disclosure Guidance and Transparency Rules (DTRs), following Admission of the Shares, Sovereign will have 556,903,401 Ordinary Shares in issue with voting rights attached. The figure of 556,903,401 may be used by shareholders in the Company as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in the Company, under the ASX Listing Rules or the DTRs.

Following the issue of Shares, Sovereign has the following securities on issue:

·      556,903,401 fully paid ordinary shares;

·      34,549,598 unlisted options exercisable at A$0.535 each on or before 21 July 2024;

·      6,100,000 unlisted performance rights subject to the “Pre-Feasibility Study Milestone” expiring on or before 30 September 2023; and

·      7,810,000 unlisted performance rights subject to the “Definitive Feasiblity Study Milestone” expiring on or before 31 October 2025.

I would like to receive Brand Communications updates and news...
Free Stock Updates & News
I agree to have my personal information transfered to MailChimp ( more information )
Join over 3.000 visitors who are receiving our newsletter and learn how to optimize your blog for search engines, find free traffic, and monetize your website.
We hate spam. Your email address will not be sold or shared with anyone else.